Risk & Compliance
How we manage risk in our own business, and the standards we apply to every policy, document, and engagement.
Risk management built into our work.
We hold ourselves to the same standards we help our clients meet.
Underwriting discipline
Risks are assessed against written underwriting standards set by our Head of Underwriting, and exceptions are documented and approved.
Client due diligence
Every client is identified and verified, with enhanced checks for higher-risk relationships.
AML and sanctions controls
We screen clients and transactions and report suspicions in line with UAE requirements.
Document control
Policies, filings, and client records are checked before release and stored securely.
Independent review
Our compliance and assessment function reviews controls independently of client-facing teams.
Who is responsible for what.
- 01
Client-facing teams
Own the risks in their daily work and apply the controls in our procedures.
- 02
Compliance and assessment
Set standards, monitor adherence, and advise the business on regulatory requirements.
- 03
Leadership oversight
Reviews risks and compliance findings regularly and makes sure they are acted on.
Tell us if something does not look right.
If you have a concern about a transaction, a document, or the conduct of anyone acting in our name, email [email protected] with "Compliance" in the subject line. Concerns are handled confidentially by our compliance function.
Need help with your own compliance?
Our AML assessments and compliance service helps regulated businesses build programmes that meet UAE requirements.
- [email protected]
- Off Hamdan Street, Ufuq Alriyada Office Complex, P.O Box 196214, Abu Dhabi, United Arab Emirates
- Mon – Sun 9:00 AM – 6:00 PM